Thermal Engineering of Electronic Microstructures
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4. Heat Conduction in Silicon Films and Devices
Dr. Uma Srinivasan, Mehdi Asheghi, and Y. Sungtaek Ju

The simulation of compact transistors and photonic devices requires models and data describing thermal conduction in semiconductor structures.  Phonon transport in semiconducting microstructures is reduced compared to that in bulk silicon due to the scattering mechanisms depicted in Figure 1.  Phonon-boundary scattering is particularly important in silicon-on-insulator (SOI) and multilayer gallium-arsenide and silicon-germanium devices. In doped regions, the impurities and the associated free carriers can further impede heat transport.  These scattering processes are complicated by phonon dispersion, which reduces the phonon group velocities.

This project uses thermal conductivity measurements in microfabricated structures and the Peierls Boltzmann transport equation to provide fundamental information about phonon conduction in semiconducting microstructures.  Figure 2 shows the large impact of interface scattering on the temperature-dependent thermal conductivities along thin layers.  The reduction is extreme at low temperatures and agrees reasonably well with the solution to the transport equation. For transient and high-temperature processes it is important to account for phonon dispersion.  This motivates a transport model based on two phonon modes, distinguished by their average group velocities.  The propagating mode is analyzed using a transport equation together with the damping effects of a capacitive mode, which accounts for the small group velocities of high-frequency transverse and optical phonons in silicon.

This research yields transport models that can be incorporated into simulations of practical semiconducting devices and are of particular relevance for those subjected to electrical overstress (see Project 1). The data and experiments also provide fundamental information about the interaction of phonons with interfaces in small spatial domains.

Figure 1: Phonon scattering mechanisms that reduce the thermal conductivity of semiconducting films compared to that of a bulk intrinsic semiconductor. Heat conduction in semiconductors is dominated by phonon transport.
Figure 2: Temperature-dependent thermal conductivities of crystalline silicon layers of thicknesses 0.42, 0.83, and 1.6 µm. The data are compared with a model that incorporates the solution to the Boltzmann transport equation and considers the possibility of specular reflection through the characteristic surface roughness h.
Figure 3: Dispersion relationship of lattice vibrational waves in the [100] direction in silicon.  The nonlinearity must be considered when modeling the impact on the thermal conductivity of phonon scattering on interfaces and impurities.
 

Collaboration
Group of Professor S.S. Wong, Electrical Engineering Department, Stanford University

Recent Publications
Asheghi, M., Touzelbaev, M.N., Goodson, K.E., Leung, Y.K., and Wong, S.S., 1998, "Temperature-Dependent Thermal Conductivity of Single-Crystal Silicon Layers in SOI Substrates," ASME Journal of Heat Transfer, Vol. 120, pp. 31-36.

Asheghi, M., Leung, Y.K., Wong, S.S., and Goodson, K.E., 1997, "Phonon-Boundary Scattering in Thin Silicon Layers," Applied Physics Letters, Vol. 71, pp. 1798-1800.

Ju, Y.S., and Goodson, K.E., 1997, "Size Effect on the Thermal Conductivity of Silicon-on Insulator Devices under Electrostatic Discharge (ESD) Conditions," Japanese Journal of Applied Physics, Part 2, Letters, Vol. 36, pp. L798-L800.

Ju, Y.S., and Goodson, K.E., 1997, "Impact of Phonon Dispersion upon the Size Effect on Thermal Conduction along Thin Semiconductor Films," Proceedings of the 1997 International Mechanical Engineering Congress and Exposition, Dallas, Texas, November 16-21, in Microscale Energy Transport, K.E. Goodson et al., eds., HTD-Vol. 354, pp. 181-190.

Sponsorship
Semiconductor Research Corporation Contract 98-SJ-461
ONR Grant 96-1-0688 (Young Investigator Award, Electronics Division)



Research Projects
New! Micromachined Two-Phase Heat Exchangers
1. Thermal Engineering of IC Devicesand Metallization
2. Thermal Conduction in Diamond Films
3. Thermal Conduction in Organic Films and Devices
4. Thermal Conduction in Silicon Films and Devices
5. Thermal Engineering of IC Packaging
6. Near-Field Photothermal Diagnostics
7. Novel Thermal MEMS
8. Microdevices in the Heat Transfer Teaching Laboratory


Last Update: February 26, 1999.
Comments: Bill King