The Agent in Action: A Critique of
Velleman
Stephanie Wykstra
Action theory faces the challenge of explaining how the following
physically identical actions differ.
- An electric probe stimulates my brain,
and I raise my arm.
- I raise my arm unprobed.
The gut intuition is that
I am, in some sense, passive in the first case and active in the second.
Agent causation proponents argue that standard action theory does not account
for agency and seek to explain how an agent participates in action. J. David
Velleman claims that certain attempts to describe agency, namely those of Harry
Frankfurt and Gary Watson, do not adequately explain how the agent
participates.[1] He offers his own
account in which the agent is played by a functionally identical motive: the
desire to act according to reasons. In this essay, I will begin by presenting
the standard theory and Velleman's (Frankfurt-inspired) revision. I will
then complain that his account suffers from incompleteness, in that he limits
agent functioning to conscious desires without giving convincing reason to do
so. There is, I will argue, good reason to hold that the unconscious figures
prominently in agent-caused action. I will press his account by showing that if
he does not allow for cases of action prompted by unconscious motivations, he
runs the risk of over-exclusion: actions that seem agent-caused would not count
as such. Though I devote the bulk of the paper to criticizing Velleman, I will
conclude by sketching my own revised account of agent-caused action.
I. Standard Action Theory
The widely accepted story that philosophers of action tell is something
like Donald Davidson's account in Essays on Actions and Events
(1980).[2] Desires and reasons
constitute motivations that -- together with beliefs about which action
will achieve the desired end -- lead to the formation of an intention to
act. The intention to act is a decision that, given normal functioning,
instigates the necessary physical processes required for its
performance. Frankfurt and Velleman claim that the standard account does not
include the agent, though it takes itself to do
so.[3] Instead of participating, the
agent is the "arena" of his motivations and intentional states,
which are causally linked to actions without agent
involvement.[4] Velleman stresses
that his complaint is not simply that the standard account deals with states of
the agent and fails to mention the agent himself; rather, it does not explain
the agent's involvement in producing the action. Something essential is
left out: the means by which the agent participates in action.
II. Alienated Actions and Unwitting
Decisions
Velleman writes, "What makes us agents rather than mere subjects of
behavior...is our perceived capacity to interpose ourselves into the course of
events in such a way that the behavioral outcome is traceable directly to
us" (465). His thought seems right; it is the gut intuition that there is
a difference between arm-raise1 and arm-raise2. In the
second case it seems that I have some power with respect to raising my arm.
Frankfurt's drug addicts will help crystallize the intuition that two
identical actions differ with respect to whether an agent participates in his
behavior.[5] First, a
distinction. That an agent participates in his own
behavior might seem obvious. If I perform an action, then clearly I am the
participant -- who else would be the participant, if not
me?[6] There is, however, a
distinction to be made between an action as a bodily happening and an action for
which the actor is responsible in a non-trivial way. A mere happening in the
body, such as an arm raised upon electrode probing, is a case of weak
agency: a person who dances about on an electrified
carpet is, in a sense, acting. But what is required for properly full-blooded
agent-causation must be more than mere happenings of the body or mind, agree
Frankfurt and Velleman. Weak agency, mere bodily happening, is not traceable to
the actor in a way that makes the actor a responsible agent. Consider two
addicts.[7] Both have the same
first-order desire for a drug, which is to say that their physiological
attraction to the drug is equally intense, and both partake on occasion. There
is a difference between them, however. One of them is an unwilling
addict who hates his addiction; he struggles against his habit to no avail.
That is, his first-order desires are conflicted; he both wants and does not want
to take the drug. He has second-order volitions that oppose his first-order
desire to use, and hesays that he tries to resist, but
it is as though he is a "helpless bystander to the forces that move
him."[8] The other, a willing
addict, has various reasons for wanting to do drugs; his first and second-order
desires are neither internally conflicted nor opposed. The unwilling addict,
Frankfurt claims, does not do what he claims to really want to do. He is
not a free agent, but is instead alienated from his compulsive desire and
accompanying behavior. If a person is prompted to action by a desire that he
disapproves of and would rather not indulge, then he is not the originator of
his action in the proper sense.[9] An
alienated actor is not an agent, Frankfurt claims, because strong agency
requires "identification" with desires and actions. The willing
addict is the real agent of his drug use in a way the unwilling addict is not
because he has embraced the state of affairs -- his motivation, intention,
and action -- as his own. All of this coheres with the common intuition
about the difference between arm-raise1 and arm-raise2.
When I am coerced into movement or helpless to control addictive behavior, I am
not acting as an agent. The standard account, Frankfurt and Velleman claim,
does not provide a way to discriminate the unwilling and the willing addict. In
both cases, the agent has certain desires that, in light of beliefs about which
actions will best satisfy his desires, lead to the formation of intentions and
subsequent actions. The account provides no means to differentiate alienated
and thereby coerced subjects from true agents. Standard action theorists
might respond that even if this charge does hold water, instances of compulsive
or psychotic behavior are not normal. Drug addict cases do not succeed in
showing the problem, because they are examples of abnormal behavior, which the
standard account rules out in limiting itself to normal behavioral
functioning. Velleman, sensitive to this possible reply, presents a
variation -- the unwitting decision-maker -- that he claims manifests
normal functioning and succeeds in making the same argument. V-man, incensed
over some trivial skirmish, ends a friendship. Reflecting upon the matter
afterwards, he realizes that he had unconsciously decided some time before to
end it upon a suitable pretext; his friend had become insufferable and it was
too tedious to maintain a relation with him. Velleman concludes that V-man was
not really the agent of his anger, because he made an unwitting decision that he
did not identify with in the sense required for true agency. Like the unwilling
addict, he is alienated from his desire, and is not an agent with respect to
it.
III. Velleman's Account
The unwilling addict and unwitting V-man are both cases that the standard
account would allow as agent-caused, but the intuition is that they are not
agent-caused. Therefore, they show that the standard account leaves out a
crucial element that would allow for discrimination between cases of strong and
weak agency. Frankfurt argues that agency requires identification with certain
desires such that it precludes the agent's alienation from the desires.
Say the commitment consisted in the agreement of second-order desires with
first-order desires. But then, the agent could be alienated, in that he
could disapprove and resist on the third-order level, resulting in the same
problem of alienation. So, Frankfurt concludes, wholehearted identification
must be such that "when a person identifies himself decisively with one of
his first-order desires, this commitment 'resounds' throughout the
potentially endless array of high
orders."[10] Velleman
suspects that Frankfurt is question-begging; decisive commitment sounds too much
like "agency" put into other words, which would not help explain
where and how the agent participates any more than the standard account did.
Furthermore, Velleman does not want to accept a Chisholm-like non-reductive
conception of agency, which posits agency as a primitive and denies that it can
be reduced to a certain state or
motive.[11] He suggests that
instead of searching for a way to show how the agent identifies with his
desires, agency must be defined in terms of a state or motive that plays the
role of the agent. The ideal candidate for agent role-player, Velleman
concludes after a brief voyage into what he calls commonsense psychology, is the
desire to act according to reasons. Wanting to act intelligibly, he claims, is
the agent's modus operandi; guided by his primary motivating
desire, to act in accordance with reasons, an agent provides causal
"oomph" to the motivations it considers the strongest. Its
participation determines which motivations will influence actions. Thus, the
agent-desire adjudicates which motivations, and thus which actions, will win.
It is a functional state from which the agent cannot alienate himself; as long
as he remains an agent, a person will want to act intelligibly. If he wants to
act intelligibly, Velleman continues, he will, because his actions correspond to
his identified reasons for acting.
IV. The Desire for Intelligibility
Velleman's account rests on his intuition that rational agents have
the desire to do what is intelligible to them in the sense that they could
explain it. Furthermore, he states that in giving the account, he is trying to
articulate the way most people conceive of agent-caused action, not the way it
really works. He is open to the possibility that the conception is the
same as the reality, but does not insist that that is the case. Thus, when he
gives his intuition that desire for intelligible action is the primary
motivation of behavior, it is important that his intuition cohere with
"what we ordinarily mean when we call something an
action."[12] Is there
good reason to believe that humans want to be able to give an account of their
behavior, and that their desire for intelligibility is strong enough to
adjudicate amongst all other motivations? Or rather, is there good reason to
think that this is how we normally conceive of agency? Prima facie, it
seems not. What about the kind of person that would describe
himself as spontaneous, spur-of-the-moment,
by-the-seat-of-his-pants, thrill-seeking, rash, and so forth? He revs up the
bike and hits the highway for a joy ride, shucking off the burden of
responsibilities despite the probable consequences.
"Why did you do that?" I ask him. "I don't know, just
because," he responds. "I wanted to be spontaneous. I don't
care if it's irrational." Is the desire for spontaneity tantamount
to wanting to act without being able to give reasons for action? If so, then
quite a few motorcyclist types would be barred from entering Velleman's
agent camp.Velleman might respond that the desire to act spontaneously is
not counter to the desire to act with reason. Instead, desire for spontaneity
is just another of the myriad motivations that the primary desire moderates.
When motorman hits the highway, he is throwing his weight behind one of his
reasons to act, namely, his desire to hit the road.Two aspects of the case
do not matter to Velleman. First, it does not matter that the man's
behavior is seemingly irrational. If the man sacrifices his job and home for a
joyride, he might be called and call himself irrational. But Velleman does not
define agency as the desire to act in accordance with the objectively best
reasons (if there are such phenomena). He only insists that an agent act in
accordance with reasons. Naturally, he thinks that whichever reasons the agent
acts upon are, to his own mind, the strongest ones. Plato argues no one
knowingly and freely chooses a seemingly lesser good; Velleman would agree that
no agent does so.[13]
Second, it does not matter that motorman will not admit that he wants to act in
accordance with reasons; whether or not he knows it, his agency entails that he
does want to act intelligibly. Grant Velleman his intuited human
desire for intelligibility, and even allow that he might be right in citing that
desire as the primary motivation that plays the role of the agent and
adjudicates among all other motives. There is still a problem. Consider the
following propositions, all of which Velleman arguably holds true.
- The desire to act according to reasons is a conscious desire.
- The reasons are reasons identified by the conscious mind.
- Only where (1) and (2) combine to produce action is the action
agent-caused.
- Agent-caused action is brought about entirely by the conscious
mind.
Take (1). In light of the suggestion that motorman does not admit that
he has a desire to act in accordance with reasons, it might seem that even if he
does in fact have such a desire, it is not accessible to him. His agent-desire
is then unconscious. But conceivably, every agent could, like motorman,
deny that he has a desire to act intelligibly. Then how would Velleman argue
that such a desire, the agent role-player that no one admits having, drives the
normal conception of agency? A conceptual framework ostensibly uses conceptual
tools accessible (and admittable) to the conscious mind.I think that this
problem may be circumvented by claiming that it is not necessary that an agent
experience a desire for intelligibility in those exact terms; if, say, the agent
knows himself to want to act freely, that might be enough. Commonsensically, it
seems that someone who wants to act freely wants to have some power with respect
to options. Having power with respect to options entails siding with one course
rather than another, and it is very hard to understand how someone would side
with one or the other course, if not upon reason. Even flipping a coin --
heads, left; tails, right -- is giving the self a reason to go one way
rather than the other. Thus, acting freely entails acting with reason, and the
desire to act freely entails the desire to act with reason. (1), then, seems
tenable, couched in some form. Now for (2). Velleman writes:
...reasons for a particular action are considerations by which the action
could be explained and in light of which it would therefore make sense...when a
desire appears to provide the strongest reason for acting, then the desire to
act in accordance with reasons becomes a motive to act on that desire, and the
desire's motivational influence is consequently
reinforced....(479)
From this passage, it seems clear that Velleman takes
the reasons picked out by (1) to be conscious, identifiable reasons. When the
agent (or rather, that which plays the role of the agent) picks out certain
reasons, those reasons become the reasons for the subsequent action. Thus, the
identified reasons, mediated by the agent, direct action. If the agent had
picked out other reasons, then those reasons would be the powerful ones, and the
action might well be different. Thus, Velleman holds (3) and (4), which just
follow from (1) and (2): all of the important functioning that leads up to an
action takes place in the conscious mind, which is to say that the functioning
is cognitively accessible to the agent. Now I will begin to call
Velleman's demand for agential cognitive access into question.
V. The Unconscious Mind
According to Freud, the conscious self is only the tip of the iceberg when
it comes to what goes on in the human mind, and in particular, to what motivates
human behavior. Without getting into too much detail, consider his theories
about the subconscious, which posit that much of human behavior is explicable in
terms of unconscious motivations. I disinter Freud, and could also point to
Jung, Husserl and others, not as their disciple but only to direct our attention
to the huge impact their ideas have had. Velleman wants to deal with
"our" conception of agency; it seems, then, that we are obliged to
tip "our" hat to the popular psychology of the past century and a
half.[14] Fortunately, however,
talk of the unconscious does not require explicit recourse to Freudian theory.
I will argue that there are good reasons to believe that many action-producing
desires and motivations are unconscious.Before the argument, two
clarifications.[15] First, I am
going to assume that there is always a "main motivator" that prompts
action, which may either be conscious or unconscious. Note that henceforth,
when I refer to a main motivator as conscious or unconscious, I am not referring
to the agent's being aware (conscious) or unaware (unconscious) of the
motive, but instead to the main motivator's status. If a motivator is
conscious, then the agent has the capacity to know of it; if it is unconscious,
the agent is not able to access
it.[16] There is a fact of the
matter about 1) what the main motivator is and 2) which realm it belongs
to.[17] Second, I will assume
the following about Velleman's stipulation that the agent is played by the
"desire to act in accordance with reasons...to do what's
intelligible to them."[18]
Acting intelligibly means having self-understanding, where self-understanding
requires a correct identification of one's main motivator. Therefore, to
spell out what Velleman merely implies: self-understanding is only possible
where the main motivator is conscious. Now I turn to the argument: there is,
contra Velleman, reason to believe that agential main motivators are, at
least some of the time, unconscious. Take the following example. Late one
night I sit in my room weighing the pros and cons of getting a cup of coffee.
On the one hand, I have a paper to write and caffeine would make it easier to
stay awake. On the other hand, too much coffee is bad for my health and I would
feel guilty, get dehydrated, and so on. In the end, I decide against coffee and
opt for water and an invigorating stroll instead, which happens to take me past
the coffee shop.[19] Smelling the
coffee and witnessing the energized swillers, I pause on the sidewalk
contemplating how important it is that I write a good essay tonight, and go in
to buy some coffee. What happened? My desire for coffee is subject to the
primacy of the immediate. The desire for coffee increases in the presence of
the object, and so does the corresponding reason to get it. Say that I am not
really aware of the smell and sight of the coffee shop -- that is to say, I
am not deliberately concentrating on the sensory input. Nevertheless, my desire
responds to the proximity by increasing in intensity. The phenomenon is
probable because it happens all the time; advertising depends on subliminal
messages to increase appetite without arousing conscious awareness and
resistance to the craving. When I buy the coffee, I identify the
essay's importance (and the coffee as aid to that effect) as my reason for
acting as I do, despite resolving not to buy coffee minutes before. I am
misidentifying the real motive; my real reason for acting is unidentified, while
the reason that I cite is a false front. I contend that at least on some
occasions, attempts at introspection do not yield the truthful reasons for
acting, but only red herrings. This may be, as in my case, due to
self-delusion. Consider V-man again. An unconscious desire leads to an
unwitting decision, which prompts action. V-man cites the wrong reasons, the
false fronts: he has been wronged, the friend has misbehaved, and so forth.
Velleman claims that V-man is not the full-blooded agent of his behavior because
his actions are not his own in the right sense.
I may conclude that desires of mine caused a decision, which in turn caused
the corresponding behavior; and I may acknowledge that these mental states were
thereby exerting their normal motivational force, unabetted by any strange
perturbation or compulsion. But do I necessarily think that I made the decision
or that I executed it? Surely, I can believe that the decision, though
genuinely motivated by my desires, was thereby induced in me but not formed by
me; and I can believe that it was genuinely executed in my behavior but
executed, again, without my help (464).
Grant Velleman, if he likes,
the right to exclude behavior brought about by unconscious main motivators from
his inventory of agent-caused action. The next section will show that this
exclusion of the unconscious from his agent realm might lead him into
difficulties.
VI. Velleman's Problem of Over-Exclusion:
Agent Unaware
Of the agent's actual progress to action, Velleman is vague, and it
requires some guesswork to flesh out his position. At his most informative, he
writes, "when a desire appears to provide the strongest reason for
acting, then the desire, and the desire's motivational influence is
consequently reinforced." [20]
He also describes the process the following way: "for potential
determinants of behavior to be critically reviewed, to be embraced or rejected,
and to be consequently reinforced or suppressed [by the motive that plays the
agent]." Consider the possible meanings of a desire appearing
to provide the strongest reason. What sort of attention must the agent lend to
the process in order for the desire to appear to him one way or another?
There are two main alternatives. (1) He is fully aware of his desires,
surveying them and inscribing them in a mental pro and con list. That is, they
almost literally appear to him. (2) He is only aware of his desires in a
fleeting, under-the-surface way. Given enough time he could label them, but in
throwing his weight behind one of them, he is not necessarily aware in a fully
blown sense.The first reading coheres with Velleman's description of
the process as a "critical review," which sounds formal and
deliberate, but I do not think that Velleman could plausibly defend it. The
second option, it seems, better describes the majority of actions that Velleman
would, or should, call agent-caused. Most actions require quick decisions. I
am not referring to reflex-type actions like veering off the road to avoid an
oncoming vehicle, which would rely upon conditioned impulses, but rather of real
decisions that are made almost without thinking. To take stock of myriad
facts and corresponding desires and motivations, a person does not -- in
deliberation and full awareness -- make a pro and con list, but instead
throws his weight behind a motivation quickly. Given time, he would be able to
spell out his motivations, but does not do so at the moment of action. Think
of a clocked chess player who, under time pressure, must move quickly: he relies
upon intuitions that are well-packed with reasons, but he is not completely
aware of those reasons as he makes the move. If he tries to act in the way (1)
describes, he will always lose on time.Given these considerations, it seems
fair to read Velleman's use of "appearance" as cohering
with some version of (2). The agent need not be fully aware in
acting.[21] He would, given enough
time and desire, be able to identify his competing desires and account for why
he threw his weight behind a certain motivation, but he is not required to do so
in the moment of decision. I think that Velleman would agree; in any case, he
would have to give a reason for disagreeing with what seems to be the more
plausible reading of his description. Now consider a case of action with
unconscious main motivator X. The action takes place without the actor
enumerating reasons for and against acting. He is unaware of all of his
competing desires, some conscious and some unconscious, but nonetheless he
throws his weight behind unconscious X, much like V-man
does.[22] Velleman does not allow
such an action to count as agent-caused, because "the decision, though
genuinely motivated by my desires, was thereby induced in me but not formed by
me."[23] Consider
V-man's evil twin VE-man. VE-man consciously decides to break with his
friend and makes the same pretence of irritation in order to do so; Velleman
calls him an agent. What distinguishes V-man from VE-man? Simply this: VE-man
is aware of his decision, and V-man is not. If awareness
distinguishes agents from mere actors, however, Velleman seems to have a
problem. We agreed that (1) is a practically insensible demand: decisions, in
the real world, are made a) quickly and b) are based on intuitions, not on
pro/con lists. It seems, then, that if Velleman is demanding that all agential
actions be decisions made in full awareness, he would be excluding a
certain range of action from the agent-caused category. I would go so far as to
claim that he would be excluding most actions: all but the
getting-engaged or buying-a-house variety.In order to avoid such a drastic
exclusion, Velleman needs to provide a way to distinguish actions prompted by
motivations of which the agent is unaware, but which are (or would be upon
reflection) available to the conscious mind, and actions prompted by unconscious
motivations. Recall the coffee case. My reason for buying coffee is the
following: I throw my weight behind my coffee craving. There are two scenarios:
in the first, I am unaware of my conscious craving. In the second, I am unaware
of my unconscious craving.[24] How
could Velleman allow the first scenario to be agent-caused, and not the second?
His best possible reply is to add a further stipulation to his account of
what full-blooded agency requires. Call it the Accessibility Clause, or AC.
(AC): The agent, played by the desire to act in accordance with reasons,
must have cognitive access to the reasons it acts upon.
Cognitive access, I take it, is a success term indicating that the
agent would, if he tried, be able to correctly match his desire with the action
it prompts.[25] Because the
unconscious is not available to conscious scrutiny, the agent cannot access
unconscious desires. With this requirement, it seems, Velleman effectively bars
unconscious reasons from serving as agential main motivators. If an agent
throws its weight behind an unconscious reason, then he would not have the
potential to identify that reason as his main motivator. He would not
have the cognitive access (AC) requires, and would therefore fail to be an
agent. The clause would allow cases of action prompted by unaware but conscious
coffee craving to count as agent-caused, because the coffee drinker would, if
allowed to settle into introspection, recognize that the craving was the true
reason for action. The unconscious coffee craver, on the other hand, might be
able to guess that his craving caused his action, but his success would not
reflect cognitive access to the desire.(AC), I contend, is an ad hoc
tautology. In order to allow actions prompted by (conscious) motivators of
which the agent is possibly unaware, and bar (unconscious) motivators of
which the agent is necessarily unaware, Velleman needs to do more than
simply claim he doesn't allow the latter. I see little convincing reason
to believe that (AC) is a justifiable stipulation. However, in the interest of
fairness to hypothetical Velleman, I will suggest a possible argument for (AC).
When an agent is unaware of a conscious motivator, Velleman might argue, the
motivator is lurking just below the surface of deliberation. Although the
decision is made quickly, or intuitively, without a full-scale critical review,
the agent is still capable of identifying the motivation, such that she is able
to throw her weight behind it without "it" being a great mystery.
One might compare such conscious unawareness to seeing an object in one's
peripheral vision as opposed to directly. The viewer has a certain awareness of
it, such that if he turns to the side, he might easily concentrate on it. There
is, Velleman might continue, no reason to think that an agent is even
able to throw her weight behind an unconscious motivator in this
kind of way. Such a motivator is not just lurking below the surface of
awareness, still readily accessible, but is instead buried somewhere at the time
of the decision. It is hard to see how an agent could mediate between
such desires and subsequent actions, at all. It seems, rather, that unconscious
desires necessarily boil into actions without the agent's endorsing them
in the least, in the manner of V-man's eruption. Thus, (AC) prevents
V-man from counting at an agent: because his decision to rupture is unconscious,
he has no potential to cognitively access the motivator at the time of his
action, and thus no power to endorse it. If it had been conscious but below
awareness, then even though he had not consciously done a full-out critical
review of the situation, he would have at least been throwing his weight behind
a motivation appearing somewhere in "his mind's
eye."I will first reply to Velleman by further arguing for the
prevalence of unaware motivations in cases of agency, such that the agent
must be unaware of the motive in order to do the action at all. If she
turns her head, so to speak, to focus on the peripheral motivator, she will not
pursue the same course of action. Such unawareness, I will argue, is no
different from the necessary unawareness of unconscious motivations. In the
next section, I will build my own (tentative) account of how an action prompted
by an unconscious main motivator can be a case of full-blooded agency,
responding to Velleman's doubt that an agent can in fact throw her weight
behind an unconscious motivator.Consider the following example. A man sits
at a bar. Call him Barman. He is alone, and wants to change seats in order to
sit by an attractive woman at the other end of the bar, so he does. When asked
why he moved, he gives a guilty smile and shrugs; it turns out that Barman is
happily married. Let's suppose that if he had conducted a full-scale
review of his motives, he would have realized that his purpose was contrary to
the way that he prefers to live; he does not really want to pursue other women.
In making his move, however, he was successfully averting his attention from his
main motivator. Clearly, Barman is an agent with respect to his shifting
chairs. Just as clearly, his main motivator is to pursue the woman (that might
not be clear, but let's suppose that it is). He is necessarily
unaware of his main motivator; if he were aware of it, he would not have
shifted chairs. Is Barman's main motivator conscious or unconscious?
That is, does he have cognitive access to it or doesn't he? I do not
think that it matters. He throws his weight behind the main motivator without
being aware what his main motivator is. He would, as I did in the coffee case,
identify false front reasons if asked to explain his action. Or if he is
particularly savvy and honest about his own predilections, he might give a
guilty smile, realizing or guessing at his real motivation, and then move back
to his chair (especially if it's his wife who shows up to pose the
question). In either case, he is endorsing his main motivator in the sense
required for agency without its being consciously identified. There are many
examples of such behavior, and it would seem arbitrary and improbable to rule
them out as cases of full-blooded
agency.[26] Recall (AC).
Given that such examples show that the agent will not act if she, in full
awareness, identifies the main motivator, it seems that Velleman must further
explain why cognitive access to motivators is crucial to agency. Why is
such access important, if it is never (in such examples) taken advantage of, if
taking advantage of it would thwart the action? I again contend that
(AC) is simply a convenient ad hoc clause aimed at ruling out unconscious
agential motivators without good reason to do so.
VI. The Unconscious in Action
Ascribing unconscious action-prompting desires to full-blooded agents is,
I gather, not the norm for philosophers of action. This may be, in part,
because Freud is widely discredited these days, and he is the main point man for
the topic. More plausibly, the unconscious is overlooked because there are
myriad problems in constructing an account for its functioning. Because I have,
in this essay, tried to force Velleman into admitting that unconscious
motivations can prompt agential action, it seems that I must sketch out a
plausible account of how such prompting would take place. The main problem
-- suggested in Velleman's hypothetical reply -- is the
following. The pre-analytic intuition about agency is, as Velleman puts it,
"What makes us agents rather than mere subjects of behavior...is our
perceived capacity to interpose ourselves into the course of events in such a
way that the behavioral outcome is traceable directly to
us."[27] If, however, the
main motivator is unconscious (or, conscious but unaware, since I wish to equate
the two), how does the agent mediate? It seems that without deliberation and
awareness, the agent is simply the vessel of desires without actually endorsing
them in a traceable way. If he does not recognize the unconscious desires, then
how can he throw his weight behind him in the way that Velleman requires? My
rough sketch of how the unconscious acts takes its cues from an article by Ruth
Weintraub.[28] She argues that a
conscious action has only conscious beliefs and desires as motivations;
unconscious beliefs and desires do have causal efficacy in agent
full-blooded decision-making, but only by triggering conscious
"counterparts," under the guise of which the agent acts. We
couldn't say, however, that counterparts are the real motivations, since
in the absence of the unconscious prompters they would not be activated. This
account harkens back to my coffee craving case: my craving corresponds to the
conscious reason for acting that I identify, namely, that I write a better
essay. If I did not have the craving, I would not drink the coffee. If I did
not have an essay to write, I would probably drink coffee rationalized under
some other guise. My conscious reason does not truly account for the action,
but serves merely as a false front. Weintraub points out that the
unconsciously suspicious husband who calls home is not directly motivated by his
suspicions, but instead by a conscious rationalization (to ask if he forgot his
portfolio). The conscious reason to call is the result of the unconscious
reason's influence. In throwing his weight behind the counterpart reason,
I argue, the husband is also endorsing the unconscious reason for acting. To
deny that this is the case would be to make the mistake of dividing the agent
into two selves, the conscious and unconscious. As Weintraub writes, "The
mistake is removed by viewing the conscious and the unconscious as belonging to
one agent, and this allows us to say that the agent is mistaken about his
unconscious beliefs...we utilize the interplay [between the conscious and
unconscious] to uphold the unity of the agent."
[29] Unconscious motivators belong to
the agent, in some cases, just as much as conscious motivators do. The fact
that they work via conscious counterparts, false fronts, does not matter to the
agent-causal nature of the action. In the next section, I will show that
certain unconscious motivators do not count as agential action prompters, and
explain why.
VII. Too Much Action?
Recall Velleman's initial reason to revise the standard account of
agency: the old description of "what happens when someone acts" does
not discriminate between arm-raise1 and arm-raise 2--
the first electrically caused, and the second "chosen" -- and
must therefore be refined. While conceding Velleman his serviceable definition
of an agent -- played by the desire to act in accordance with reasons
-- I have pressed him to admit that he is wrong to limit agent functioning
to conscious motivators. I provided a rough account of how an agent might
continue to fulfill Velleman's requirement while throwing his weight
behind an unconscious motivation, under the guise of its conscious
counterpart.
The crucial question is the following: does my revision of Velleman's account also accomplish the original goal of discriminating between arm-raise1 and arm-raise2, or between the willing and unwilling addicts? I contend that it does.
Consider, first, the examples that I used to illustrate my points. Barman
exemplifies a case of full-blooded agency in which he obfuscates his real
motivation.[30] It is available to
his conscious mind, but if he were aware of it, he would refrain from acting.
He might cite a false front reason as I do in the coffee craving example, which
is also a case of full-blooded agency. In citing a false front as a reason to
buy coffee, I am still prompted by my agent-playing desire to act intelligibly,
even if I identify the wrong reason as my main motivator. As an agent, I
consist of both unconscious and conscious desires, where my unconscious desires
are no less my own. Velleman's V-man, I hold, is no different from the
other two cases. He has an unconscious desire to act a certain way, throws his
weight behind a counterpart reason, and in doing so endorses his unconscious
desire to break with his friend. If a widened range of action is permitted
as agent-caused, do the unwilling addict and the electrode arm-raiser also rank
as agents? After all, they well be prompted to act by motivations of which they
are unconscious. My response is that they are not cases of agency, because they
do not throw their weight behind their motivational desire in the appropriate
way. Consider the unwilling addict. He says, as we have seen, that his drug
desire seems foreign to him. When he does drugs, he does not consciously
endorse his action. The requirement for Velleman's agent, which I uphold,
is that the agent be motivated by the desire to act in accordance with
some reason. Even if that reason is a counterpart for an unconscious
desire (think of the husband calling about his portfolio), it is still an
endorsed reason to act. Likewise, knee-jerk reflexes, dancing on electric
carpets, being prompted by wires to raise an arm, and so forth, do not count as
agent-caused actions because the agent is not endorsing a main motivator, either
conscious or counterpart, that makes his actions intelligible to him. That, I
think, is a legitimate way to continue to exclude intuitively non-agential
actions, while including actions prompted by unconscious motivations.
VIII. Conclusion
To give a thorough account of what it means for an agent to act,
confronting myriad difficulties that I have not even mentioned, would be an
unpalatably momentous task. In my installment, I hope to have revealed that
Velleman's account is incomplete. He needs either to expand his
description of agency, allowing the unconscious to motivate agent action, or to
better explain the omission. More specifically, he needs to address my main
attack by thrusting a warranted wedge between actions prompted by unconscious
motivators and actions prompted by conscious motivators of which the agent is
unaware.
References
Chisholm, Roderick. Person and Object: A Metaphysical Study.
London: G. Allen & Unwin, 1976.
Davidson, Donald. Essays on Actions and Events. Oxford, Eng.: Oxford
UP, 1990.
Frankfurt, Harry. The Importance of What We Care About. Cambridge,
Eng.: Cambridge UP, 1988.
Rubinstein, Benjamin B. "On the Psychoanalytic Theory of Unconscious
Motivation and the Problem of its Confirmation." Noûs 14.3
(1980): 427-442.
Velleman, J. David. "What Happens When Someone Acts?"
Mind 101 (July 1992): 461-81.
Watson, Gary. "Free Agency." Journal of Philosophy 72 (Apr 1975):
205-220. Reprinted in Free Will. Ed. Gary Watson. Oxford: Oxford
University Press, 1982. 96-110.
Weintraub, Ruth. "Unconscious Mental States." Philosophical
Quarterly 37 (1987): 423-432.
[1] Velleman, J. David.
"What Happens When Someone Acts?"
Mind, July 1992.
Frankfurt, Harry.
The Importance of What We Care About, 1988.
Watson, Gary. "Free Agency" in his
Free Will,
1982.
[2] Velleman,
1.
[3] Frankfurt, Ch.
6.
[4] Velleman,
1.
[5] Frankfurt, ch.
1.
[6] Frankfurt, 60. Idea from
Terence Penelhum, "The Importance of Self-Identity," Journal of
Philosophy LXVIII (1971).
[7]
Frankfurt, 17.
[8] Frankfurt,
21.
[9] An explicit discussion of
the kinds of "wanting" is beyond the scope of this paper, but I am
assuming that there are at least two kinds of desire. The first is isolated
from other considerations, for instance, my desire to eat the entire cake. The
second is an all-things-considered desire: given that I will ruin the birthday
party, feel extremely sick, and tarnish my reputation for moderation, I do not
want to eat the entire cake. Thus, the unwilling drug addict might want drugs
in the first sense but not the
second.
[10] Frankfurt,
21.
[11] Chisholm, Roderick.
Person and Object: A Metaphysical Study,
1976.
[12] Velleman,
466.
[13] I do not wish to come
down on either side of the complex debate on whether there is such a thing as
akrasia, nor do I wish to imply that Velleman takes a position. I am
merely pointing to the distinction between objective (universally recognized)
and subjective (first-person only) reasons for acting; Velleman does not require
that intelligible reasons for acting be universally accessed or universalizable
for the action to be one of full-blooded
agency.
[14] "My aim is to
explain...action as we conceive it to be..." (Velleman, 466).
[15] In presenting my case, I
will advance a few discussion-facilitating assumptions that Velleman does not
make himself. Though he would not, I think, have reason to dispute my
groundlaying, it would be of slight import if he did: the assumptions are not
critical to my argument.
[16] I
am not going to take a strong position on whether hypnosis provides a means of
accessing unconscious desires. I suspect that it does, but articles such as
Rubinstein's shed doubt on the accuracy of such "discoveries."
I will assume that if a main motivator is unconscious, then at least at the time
of the action, the agent cannot know of it. Whether she is able to
"discover" it later, in psychotherapy or trance-like introspection,
is a rather irrelevant issue that I won't discuss.
16a Rubinstein, Benjamin B., "On the Psychoanalytic Theory
of Unconscious Motivation and the Problem of its Confirmation,"
Noûs, Vol 14, Issue 3, (1980),
427-442.
[17] Why believe there
is a "main motivator" corresponding to every action? One might
think that myriad desires, together with many pertinent facts, combine to
motivate action. I agree, but it seems plausible that one of those desires
looms larger than the others as a prompting force. Because the assumption
facilitates my discussion without being crucial in its own right, I will move
on.
[18] Velleman,
478.
[19] It's at least
possible that I unconsciously engineered the route to take me past the coffee
shop, but I won't
insist.
[20] Velleman, 479, my
emphasis.
[21] I need to spell my
intuition out further. Why wouldn't it be possible for an agent to be
aware of the main motivation, just one fact and not time-consuming in the manner
of a pro and con list? I would claim that in order to be fully aware of a main
motivation, an agent would have to also be aware of all, or at least many, of
the competing desires/motivations that proved weaker than the chosen motivation.
It would seem paltry awareness indeed to be able to specify
what the main
motivation is, but have no immediate defense of
why it is as such. In
order to know
why the main motivation is what it is, there must be
deliberate scrutiny of the other options; according to my argument, in most
instances there is not time to conduct such a deliberate (and leisurely)
perusal.
[22] In section VII, I
will provide a possible account of how this
happens.
[23] Velleman,
464.
[24] It might seem a bit
far-fetched to suppose that I could be unaware of a craving, either conscious or
unconscious, especially when I am in the process of acting upon it as my main
motivator. Isn't that like being unaware of pain, even as one screams?
However, I would guess that for someone, highly distracted by other goings-on,
it might be possible. In any case, I could pick a motivation other than
craving, if I wanted to.
[25]
Cognitive access, like epistemic access, does not require infallible
functioning: if it is at least very probable that the agent would be able, upon
reflection, to correctly identify his conscious reasons for acting as he does,
then he has cognitive access to those
reasons.
[26] Procrastination is
another kind of example; the main motivator is recognized, but the reasons NOT
to act are obscured. Say I have a big paper due, but I decide to go to a
concert instead. I focus on the pleasure of music, not on the pain of
last-minute writing.
[27]
Velleman, 465.
[28] Weintraub,
Ruth. "Unconscious Mental States,"
The Philosophical Quarterly
Vol. 37 (1987), p. 423-432. Though Weintraub concludes that the
unconscious is of little importance to decision theory, she makes some helpful
assertions along the way.
[29]
Weintraub, 429.
[30] To describe
how this obfuscation, also called repression, takes place would require more
knowledge and time than I currently have. It would, however, be an interesting
topic to return to.