Compliance Offices and Officers
| Compliance Areas | Offices/Officers | ||||
|---|---|---|---|---|---|
| Cognizant Policy Office | Cognizant Officer(s) | Functionally Responsible Office | Functionally Responsible Person(s) | Primary Locus of Responsibility | |
| Americans
with Disabilities Act (ADA) EEOC Affirmative Action |
Diversity
and Access Office Vice Provost for Student Affairs |
Rosa
Gonzalez Greg Boardman |
Diversity
and
Access Office Office of Accessible Education |
Rosa
Gonzalez Joan Bisagno |
Department
and School
Administrators, Diversity and Access
Office Staff Disability Resource Center Staff |
| Campus Crime Statistics | VP and General Counsel | Debra Zumwalt | Department of Public Safety | Laura Wilson | Department of Public Safety Staff |
| Conflicts
of Interest: Faculty Staff |
Vice
Provost and Dean of Research VP Human Resources |
Ann
Arvin David Jones |
Office of
the
Dean of Research Human Resources |
Ann
Arvin David Jones |
School
Deans/Faculty Departmental and School Administrators, Central HR |
| Donor Gift Restrictions | Office of Development | Martin Shell | Office of Development | Howie Pearson | Schools/Departments/Faculty |
| Environmental Health & Safety | Vice Provost and Dean of Research | Ann Arvin |
Environmental Health & Safety Office | Larry Gibbs | Principal Investigators (PIs), Managers, and Supervisors |
| Export Control | Vice Provost and Dean of Research | Ann Arvin | Office of the Dean of Research | Steve Eisner | PIs, Department and School Administrators |
| Financial Aid | Dean of Admissions and Financial Aid | Richard Shaw | Financial Aid Office | Karen Cooper | Financial Aid Office Staff |
| Global Operations | VP for Business Affairs & CFO | Randy Livingston | Financial Management Services | Susan Calandra | FMS Global Operations Group |
| Hospitals (incl Medicare) | Lucile Packard
Children's Hospital Stanford Hospital & Clinics School of Medicine |
Chris Dawes Amir Dan Rubin Phil Pizzo |
Hospitals Compliance Officer | Diane Meyer |
Medical Faculty |
| Human/Animal Subjects | Vice Provost and Dean of Research | Ann Arvin |
Compliance
Office for IRBs Administrative Panels for Animal Research |
Kathy McClelland Sherril Green |
PIs |
| Human Resources | VP Human Resources | David Jones | Human Resources | David Jones | Departmental and School Administrators, Central HR |
| Immigration | VP Human
Resources Vice Provost for Student Affairs |
David Jones Greg Boardman |
Human Resources
Payroll Bechtel International Center |
David Jones Kelly Wright John Pearson |
Departmental &
Central HR Staff Controller's Office Bechtel International Center Staff |
| Land Use: Stanford Lands Investment Property | Vice Provost for Land,
Buildings & Real Estate |
Robert Reidy |
University
Architect & Planning Office |
Megan Davis |
Planning Office Staff |
| NCAA | Athletics Director | Bob Bowlsby | DAPER Compliance Services Office | Megan Boone | Coaches |
| Privacy: Student Records Other SU Records |
VP for Business Arrairs & CFO | Randy Livingston | Privacy
Office |
Thomas Black Susan Weinstein |
Registrar's Staff Business Affairs Staff |
| Procurement | VP for Business Affairs & CFO | Randy Livingston | Procurement Office | William Cooper |
Procurement Office Staff |
| Property
Management |
Associate
Vice President for Research Financial Compliance and Services |
Ken
Schulz |
Office of Research Administration, Property | Ivonne
Bachar |
PIs, Departmental and School Administrators, Office of Research Administration Staff |
| Research Administration | VP for Business Affairs & CFO | Randy Livingston | Research Financial Compliance and Services | Ken Schulz | PIs, Departmental and School Administrators, Office of Research Administration Staff |
| Research Policy | Vice Provost and Dean of Research | Ann Arvin | Office of the Dean of Research | Ann George | PIs, Committee on Research |
| Scientific Misconduct | Vice Provost and Dean of Research | Ann Arvin | Office of
the
Dean of Research Office of the General Counsel |
Kathy
McClelland Tom Fenner |
PIs |
| Securities Exchange | CEO, Stanford Management Company (SMC) | John Powers | SMC Chief Financial Officer | Mark Lee | SMC Staff |
| Sexual Harassment | Vice Provost and Dean of Research | Ann Arvin | Sexual Harassment Policy Office | Laraine Zappert | Department and School Administrators, Central HR |
| Taxes | VP for Business Affairs & CFO | Randy Livingston | Financial Management Services | Susan Schmitt | Controller's Office Tax
Group, Chris Cannellos, Director |
| Technology Licensing/ Intellectual Property | Vice Provost and Dean of Research | Ann Arvin | Office of Technology Licensing | Katherine Ku | OTL, Faculty |
| Workers Compensation | VP for Business Affairs & CFO | Randy Livingston | Risk Management | Tina Dobleman | Risk Mgmt., School and Department Administrators |
Last modifiedThursday, 26-Jan-2012 05:44:35 PM