Compliance Offices and Officers
| Compliance Areas | Offices/Officers | ||||
|---|---|---|---|---|---|
| Cognizant Policy Office | Cognizant Officer | Functionally Responsible Office | Functionally Responsible Person(s)* | Primary Locus of Responsibility | |
| EH&S | Dean of Research & Grad Policy | Ann Arvin |
Environmental Health & Safety Office | Larry Gibbs | PIs, Managers, and Supervisors |
| Hospitals (incl Medicare) | Lucile Packard Children's Hospital Stanford Hospital & Clinics School of Medicine |
Chris Dawes Martha Marsh Phil Pizzo |
Hospital Compliance Officer | Diane Meyer |
Medical Faculty |
| Research Policy | Dean of Research & Grad Policy | Ann Arvin |
Office of the Dean of Research | Ann George | PI's, Committee on Research |
| Research Administration | Associate Vice President (AVP) for Research Administration | Anne Hannigan | Office of Research Administration | Anne Hannigan | PI's, Departmental and School Administrators, Office of Research Administration Staff |
| Scientific Misconduct | Dean of Research & Grad Policy | Ann Arvin |
Office of the
Dean of Research Office of Faculty Affairs |
Ann Arvin Megan Pierson |
PI's |
| Human/Animal Subjects | Dean of Research & Grad Policy | Ann Arvin |
Compliance Office for IRBs Administrative Panels for Animal Research | Kathy McClelland Linda Cork |
PI's |
| Human Resources | VP for Business Affairs & CFO | Randy Livingston | Human Resources | Diane Peck | Departmental and School Administrators, Central HR |
| Sexual Harassment EEOC Affirmative Action |
Vice Provost for Campus Relations | LaDoris Cordell | Office for Campus Relations | LaDoris Cordell | Departmental and School Administrators, Office for Campus Relations |
| Americans with Disabilities Act (ADA) | Diversity and Access Office Vice Provost for Student Affairs |
Rosa Gonzalez Greg Boardman |
Diversity and
Access Office Disability Resource Center |
Rosa Gonzalez Joan Bisagno |
Department and School Administrators, Diversity and Access Office Staff Disability Resource Center Staff |
| NCAA | Provost | John Etchemendy | DAPER | Bob Bowlsby |
Coaches |
| Fire and Bldg Safety | VP for Land & Buildings | Bob Reidy | EH&S/Fire Marshal | Larry Gibbs | EH&S/Schools/Departments |
| IRS and CA Tax | VP for Business Affairs & CFO | Randy Livingston | Controller | Susan Calandra | Controller's Office Tax Group |
| Donor Gift Restrictions | President | John Hennessy | Office of Development | Howie Pearson | Schools/Departments/Faculty |
| Conflicts of Interest: Faculty Staff |
Provost VP for Business Affairs & CFO |
John Etchemendy Randy Livingston | Assoc Dean of Research & Grad Policy VP for Business Affairs & CFO |
Ann Arvin Diane Peck |
School Deans/Faculty CFO's Staff |
| Immigration | VP for Business Affairs & CFO Vice Provost for Student Affairs |
Randy Livingston Greg Boardman |
Human Resources Bechtel International Center |
Diane Peck John Pearson |
Departmental & Central HR Staff Bechtel International Center Staff |
| Technology Licensing/ Intellectual Property | Dean of Research & Grad Policy | Ann Arvin |
Office of Technology Licensing | Katherine Ku | OTL, Faculty |
| Securities Exchange | CEO, Stanford Management Company (SMC) | John Powers |
SMC CFO | Mark Lee | SMC Staff |
| Privacy: Student Records Other SU Records |
Vice Provost for Student Affairs VP for Business Arrairs & CFO |
Greg Boardman Randy Livingston |
Registrar
IT-Services Administrative Systems |
Thomas Black Bill Clebsch Ganesh Karkala (interim) |
Registrar's Staff CIO's Staff |
| Student Financial Aid | Provost | John Etchemendy | Office of
Undergraduate Admissions Financial Aid Office |
RIck Shaw Karen Cooper |
Office of Student Financial Assistance Staff |
| Reporting of Campus Crime Statistics | VP for Business Affairs and CFO | Randy Livingston | Department of Public Safety | Laura Wilson | Department of Public Safety Staff |
| Procurement | Vice Provost for Academic Council | Tim Warner | Procurement Office | Stuart Davis |
Procurement Office Staff |
| Land Use: Stanford Lands Investment Property | Vice Provost for Land & Buildings CEO, SMC |
Bob Reidy John Powers |
University
Architect & Planning Office SMC CFO |
David Lenox Mark Lee |
Planning Office Staff SMC Staff |
| Workers Compensation | VP for Business Affairs & CFO | Randy Livingston | Risk Management | Tina Dobleman | Risk Mgmt., Schools/Depts |
Last modifiedTuesday, 04-Sep-2007 11:05:18 PM