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STANFORD UNIVERSITY

INTERNAL AUDIT & INSTITUTIONAL COMPLIANCE

Institutional Compliance Coordinating Committee

Summary of Main Topics at ICCC Meetings from FY05 To Date

Date Topics

FY2008
09/10/07 Expense Guidance for Business Meals
Association for the Accreditation of Human Research Protection Programs (AAHRP)
National Collegiate Athletic Association (NCAA) Certification

FY2007
07/10/07 Hazardous Materials - Increasing Security Issues and Concerns
Annual Enterprise Risk Assessment
05/16/07 Compliance Issues in Cellular Research
SEVIS (Student and Exchange Visitor Information System) Update
03/13/07 Stanford/Packard Center for Translational Medicine (SPCTRM) Overview
Gift-Grant Policy Task Force
Update on EH&S Occupational Health Center
01/09/07 No Meeting
11/14/06 Emerging Compliance Issues in Research Administration
Compliance Updates
09/19/06 Update on Stanford's Compliance Risk Mitigation Efforts
Office of Foreign Assets Control (OFAC) Regulations
Sanctions

FY2006
07/11/06 Updated Procedures for Dealing with External Audits (Incl. Surprise Inspections)
New California Law on Data-Security Requirements for Researchers
Annual Risk Assessment
05/09/06 No Meeting
03/14/06 Time Accounting and Reporting for Non-Exempt Employees
Export Controls
Tax Exempt Organizations and Political Activity
01/10/06 Department of Health and Human Services OIG Draft Audit Plan FY2006
Self-Assessment of Stanford's Institutional Compliance Program Performance
11/08/05 Recent Compliance Developments - (Improper Use of Funds at a Peer Institution)
Responsible Use of University Funds
Receipt and Solicitation of Gifts from University Vendors
Revised Internal Audit Departmental Compliance Program
Basics of Communicating with the Media
09/13/05 Sexual Harassment Update and Training Requirements
HIPAA Security
New Policy Updates
Human Research Protection Program
Institutional Conflict of Interest

FY2005
07/12/05
Information Security
Association for the Accreditation of Human Research Protection Programs (AAHRPP)
Enterprise Risk Assessment - An Introduction
Risk Assessment / ERA Facilitated Session
05/10/05
Update on Developments in Human Embryonic Stem Cell (hESC) Policies and Politics
Stanford's Policies and Procedures for hESC Research
Training Requirements Assessment Questionnaire
03/08/05 HIPAA Security Rule Update
Procedures for Dealing with External Audits
Office of Foreign Assets Control (OFAC) Compliance Regulations
01/11/05 New On-Line Faculty Conflict of Interest Application
Reminder on Appropriate Use of University Funds
Protecting the Confidentiality of Social Security Numbers
Stem Cell Research Policy and Procedure Development
11/09/04 Employee Eligibility Verification Procedures
Export Controls
Select Agent Regulations and Other Safety Updates
Web Accessibility Subcommittee
09/14/04 Report on Mandated Disclosure of Campus Security Policy and Campus Crime Statistics (Clery Act)
Update on New Department of Labor Overtime Rules
Report on Revisions to Federal Sentencing Guidelines
Revised Code of Conduct Policy
SEVIS (Student and Exchange Visitor Information System) Update
Learning Management System (eLMS) Project
Last modifiedSunday, 18-Nov-2007 08:06:11 PM

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